Compliance Officer

🏡🏢This is a Hybrid role, the Compliance team work from our London (Shoreditch) Offices at least 2-3 days per week.

What You’ll Be Doing

We are looking for a Compliance Officer to join our Compliance function. 

This varied role will cover a wide range of regulatory compliance areas at Capital on Tap. You will support in ensuring our monitoring, controls and horizon scanning remain robust as we continue to grow. 

Our Compliance function works closely with the business to ensure good outcomes without creating artificial barriers to growth. This role is suited to you if you enjoy a “hands on” and practical approach to meeting regulatory obligations through strong stakeholder partnerships.

• Assist with completing audit work in line with the firm's Compliance Monitoring Plan.
• Assist with maintaining horizon scanning and completing implementation work on regulatory changes.
• Assist with preparing the firm’s Risk Assessments.
• Support in providing guidance on the firm’s enterprise risk management framework.
• Support the Compliance Team in carrying out compliance research and providing regulatory advice to the business.
• Assist with other administrative and record keeping tasks that help the firm demonstrate and maintain regulatory compliance in the UK. 

We’re Looking For

• Experience working in a FCA regulated firm in a Compliance and Risk role.
• Working knowledge of UK financial service regulations (FSMA, FCA Handbook, PSRs and EMRs).
• Experience working in B2B lending, banking, payment services or electronic money is a plus.
• Relevant compliance certification and/or an interest in working towards the same is desirable.
• GDPR / PECR knowledge is a benefit.

Diversity & Inclusion 🌈
We welcome, consider, and encourage applications from anyone who shares our commitment to inclusivity. Join us in creating a space where authenticity thrives, and everyone can do their best work.

Great Work Deserves Great Perks
We try not to take ourselves too seriously (all the time) so we make sure our office is decked out with a pool table, arcade machine, beer tap, and a couple of office dogs thrown in for good measure. Check out our benefits:

🏥 Private Healthcare including dental and optician services through Vitality
✈️ Worldwide travel insurance through Vitality
🎁 Anniversary Rewards (£250, £500, £750, 4-week fully paid sabbatical)
👛 Salary Sacrifice Pension Scheme up to 7% match
🏖️ 28 days holiday (plus bank holidays)
📖 Annual Learning and Wellbeing Budget
👪 Enhanced Parental Leave
🚲 Cycle to Work Scheme
🚂 Season Ticket Loan
💬 6 free therapy sessions per year
🐶 Dog Friendly Offices
🍫 Free drinks and snacks in our offices

Check out more of our benefits, values, and mission here.

Interview Process 🤝

1. First stage: 30-minute intro, CV review, and values with Talent Partner
2. Final stage: 1 hour technical on-site interview with Compliance Director & wider Compliance team