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FINRA Licensed Brokerage Operations Lead image - Rise Careers
Job details

FINRA Licensed Brokerage Operations Lead

Job Summary

A company is looking for a Brokerage Operations Team Lead - Remote.

Key Responsibilities
  • Support operational activities with clearing broker/dealer and resolve daily alerts
  • Monitor and audit operational activities, ensuring compliance with regulations
  • Provide advisor support and assist with onboarding new advisors to the clearing firm
Required Qualifications
  • 4-year degree preferred
  • 5-10 years of financial industry experience
  • FINRA Series 7 and SIE required; Series 24 preferred
  • Strong process management skills
  • Proficient with Microsoft Office

Average salary estimate

$100000 / YEARLY (est.)
min
max
$80000K
$120000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

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SENIORITY LEVEL REQUIREMENT
TEAM SIZE
No info
EMPLOYMENT TYPE
Full-time, remote
DATE POSTED
May 30, 2025

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