Sr Compliance Analyst, Market Surveillance

Who We Are

About The Opportunity

What You'll be Doing

• Test and fine-tune parameters and thresholds for new and existing surveillance models.
• Evaluate market abuse risks for new products and ensure appropriate surveillance coverage.
• Collaborate with vendors to optimize surveillance performance and resolve issues.
• Assist to maintain and manage the surveillance inventory.
• Monitor market surveillance activity via industry leading tools and platforms.
• Act as a subject matter expert in the performance of Market Surveillance.
• Strong regulatory knowledge and experience with US AML regulatory requirements for financial institutions and an understanding of their impact on Market Surveillance.
• Carry out market surveillance with the aim of finding and reporting on attempts by clients to engage in insider dealing or market manipulation across a range of market abuse typologies.
• Leverage data sets and analytical skills to enhance research and investigations, ensuring both quantitative and qualitative analysis is incorporated into decision making.
• Collaborate across compliance, risk, product, engineering, data science, marketing, business development, finance and our customers to help build and continuously improve the data and reporting

What We Look For in You

Nice to Haves:

• Familiarity with commonly used trade surveillance & reporting tool(s)
• Professional AML/ATF compliance training or accreditation (e.g. ICA or CAMS)

Perks & Benefits

• Competitive total compensation package
• L&D programs and Education subsidy for employees' growth and development
• Various team building programs and company events

OKX Statement