FINRA Licensed Onboarding Manager

Job Summary

A company is looking for a Financial Professional Onboarding & Transition Manager.

Key Responsibilities

• Create and manage customized onboarding plans and conversion strategies for financial professionals (FPs)
• Conduct business analysis and ensure regulatory compliance for FP office setups
• Facilitate communication between departments and oversee the FP recruitment and transition processes

Required Qualifications

• Bachelor's Degree preferred or equivalent work experience required
• 7-10 years of experience in recruitment and transition support in a life insurance company and/or broker/dealer required
• FINRA Series 7, 63, or 66 licenses preferred
• Strong knowledge of FP contracting
• Proven project management experience in a fast-paced environment